R7.6
Correction and Follow-Up
Correction must be bounded, traceable, and reviewable. It must not exceed what the finding and competence justify.
Use
- Tie each action to an identified finding.
- Assess the least intrusive defensible response.
- Plan review before the action is implemented.
Downloads
Grounds and Aim
Identify what is to be corrected and the finding on which the action rests.
Finding code and formulation
What requires correction?
Intended corrective effect
Law, mandate, rule, or other competence
Action and Responsibility
Set action, responsible party, deadline, and dependencies.
Corrective action
Responsible function or party
Deadline
Dependencies and preconditions
Proportionality and Safeguards
Examine necessity, harm, reversibility, and procedural safeguards.
Why is the action necessary?
Less intrusive alternatives
Possible harm or unintended consequence
Requires privacy assessment
Reversibility and appeal/correction opportunity
Review and Closure
Set how actual effect will be reviewed.